Top Stories
Training, Finra-StyleThe Financial Industry Regulatory Authority requires member companies to adhere to strict but sometimes unclear guidelines for training and education meetings. Maribel Gerstner, assistant vice president and chief compliance officer for Allstate Distributors, explains the nuances of how companies can structure FINRA-compliant education conferences.... |
Latest NewsmoreFinancial Services Society Gives BackThe Risk Insurance Management Society donated $10,000 to a local school serving disadvantaged children during its recent annual meeting in San Diego... Georgia World Congress Center Reopens After TornadoThe three buildings of the Georgia World Congress Center in Atlanta have officially reopened after 42 days of construction after a tornado that severely damaged the facility March 14. ... |
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FIM Regulations/
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The Inside Story of Regulatory Compliance at Securian FinancialSecurian's focus on ethical behavior comes straight from the top and runs right through the meeting department. As others pay up for sketchy practices,... |
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