Maribel Gerstner, assistant VP and chief compliance officer for Allstate Distributors, talks about how to comply with FINRA guidelines for incentive programs
In the second in a series of conversations with Maribel Gerstner, Assistant VP and chief compliance officer for Allstate Distributors, she shares her understanding of the Financial Industry Regulatory Authority rules relating to incentive meetings. Look for her guidance regarding rules on gifts in the next issue of FIM. And find our conversation about the rules covering training and education meetings by visiting www.meetingsnet.com/financialinsurancemeetings and clicking on ...
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