Meeting Professionals at the more than 5,000 financial and insurance companies that fall under the regulatory authority of NASD (formerly the National Association of Securities Dealers, and soon to be renamed the Financial Industry Regulatory Authority when NASD merges with NYSE Member Regulation) have just over six months to ensure that their policies are compliant with new revisions of gift and entertainment guidelines. The new regulations continue a $100 annual gift limit to prospective ...

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