When the NASD/NYSE Member Regulation merger is completed, two things are sure. The group will have regulatory authority over financial services firms’ practices relating to, among other things, meetings and education/training seminars, and it will not be called SIRA (Securities Industry Regulatory Authority), the name selected in June. In a message sent to NASD member firms last week, NASD Chairman and CEO Mary Schapiro announced that the SIRA name has been jettisoned in favor of an ...

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